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POLICY ANALYSIS PAPERS
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Considering Nuclear Earth Penetrators
Shelly Williams, July 12, 2004
For the third year in a row, the Bush Administration has submitted to
Congress a budget that requests monies ($27.6 million for 2005) for
research into the possible creation of a new class of nuclear weapons.
Variously described as “mini-nukes,” “bunker busters,” and “usable nuclear
weapons,” the official title for this program is Robust Nuclear Earth
Penetrator (RNEP) and it is part of the Department of Energy’s Advanced
Concepts Program (ACP). No matter what they are called, policy advocates
or critics call these weapons either a dramatic and dangerous departure
from traditional US nuclear policy or a rational adjustment of US weaponry
to a post Cold War environment of terrorism and a presumed diminished
capacity to deter potential adversaries. The purpose of this article is to
review the cases for and against the RNEP and to inform the reader of the
role that the issue will play in election year 2004 politics.
As a backdrop to this discussion, it is important to note that the end of
the Cold War did not lead to the elimination of either the United States’
or Russia’s nuclear weapons programs. First the Clinton Administration and
then the Bush Administration reached agreements with Russia to cut back
these weapons gradually, but both countries have substantial arsenals
(between 20,000 and 30,000 together) today (http://www.armscontrol.org/pressroom/2004/June_04.asp).
In addition other Cold War Powers – China, the UK, and France – continue
to maintain nuclear weapons, and India and Pakistan since 1998 have
publicly developed them. Israel is presumed to have an arsenal of around
two hundred nuclear weapons and both Iran and the Democratic Republic of
Korea have on again, off again programs that most experts assume have
produced, or someday will produce, nuclear weapons. Of course, another
state, Iraq, had a nuclear weapons program disrupted by the first Gulf War
and whether or not it had substantially reconstituted that program played
a major role in the announced US decision for attacking Iraq in 2003.
Libya, which struck a deal with the International Atomic Energy Agency in
May (http://www.fas.org/nuke/guide/libya/iaea0504.pdf)
to forgo its program, and Syria have also at times been suggested as other
states wishing to move toward nuclear weapons acquisition.
The emergence of global terrorism as the US’ central strategic problem
forms another level of concern about Weapons of Mass Destruction generally
and nuclear weapons in particular. The 9/11 Commission’s revelation that
al-Qaida “planners” considered overtaking a Russian missile site to fire a
strategic weapon at the United States is a chilling reminder that certain
groups do in fact spend considerable time plotting how to conduct mass
murder in the US. A scenario that researchers at the Center for
Nonproliferation Studies in Monterrey California (http://cns.miis.edu/pubs/week/040618.htm)
describe as “likely” involves terrorists acquiring uranium or plutonium,
fashioning it into a “dirty bomb,” and detonating it in a major US city.
Virtually all experts and politicians agree that if these groups could
acquire nuclear weapons, they would use them. Considerations of protecting
innocent civilians, avoiding their own destruction, or only using nuclear
weapons in retaliation would not appear as factors in the decision-making
process of a radical group or groups intent on “punishing” the United
States for is policies or for its continued support for Israel.
Such assumptions can lead to the notion that deterrence no longer “works”
as the centerpiece of US nuclear weapons policies. Deterrence theory
presumes that a state must be able to retaliate against an enemy with
assured overwhelming force such that the enemy will not consider a first
attack “rational.” This notion was captured in the phrase Mutual Assured
Destruction and the assumption was that no state would fire nuclear
weapons first if it only meant mutual assured suicide. Today in a world of
suicide bombers and non-state actors, the Mutual Assured Destruction
concept appears antiquated. Moreover, the ability to hide weapons
underground may provide adversaries the ability to conceal the very
existence of the weapons designed to commit massive destruction in the US
or against its allies. Government and non-Government sources alike report
the existence of thousands of underground facilities in as many as seventy
countries and as many as fourteen hundred sites along the DMZ in Korea
alone. The catch phrase for these underground sites has become “bunkers”
and their detection, defeat, and destruction have been much on the minds
of military planners in the CIA and the Department of Defense.
Thus, the rationale for the Bush Administration’s Robust Nuclear Earth
Penetrator program would appear rather straightforward. John Gordon of the
National Nuclear Security Administration before the House Armed services
Committee states the case clearly:
“…[C]urrent weapons in the stockpile cannot hold at risk a growing
category of potential targets deeply buried in tunnel facilities, possibly
containing chemical, biological, nuclear, or command and control
facilities.”
Therefore, the Administration calls for a “modest” research program for a
Robust Nuclear Earth Penetrator that assesses the feasibility of adopting
two current weapons in the US arsenal, the B61 and the B83, for possible
use against hard rock geologies and other “hardened” sites. Gordon and
other members of the Administration have been at great pains to argue that
this program does not constitute the development of a new “mini-nuke
program” and that it does not necessitate the resumption of nuclear
testing—yet.
The broader picture for this program naturally involves the
Administration’s National Security Policy (http://www.whitehouse.gov/nsc/nss.html)
and its Nuclear Posture Review (http://www.defenselink.mil/transcripts/2002/t01092002_t0109npr.html).
According to the documents, the US will protect itself but it will also
assertively initiate the use of force to preempt an emerging threat as
well. The Administration has proved itself willing, under the new
strategic environment, to reject possible nuclear constraints called for
by earlier arms control agreements like the Comprehensive Nuclear Test Ban
or the Anti Ballistic Missile Treaty. It has also backed away from
pursuing the kinds of verifiable agreements with Russia that were once the
heart of the arms control effort. It remains committed, however, to the
Nuclear Non-Proliferation Treaty and the International Atomic Energy
Agency that verifies Non-Nuclear Weapons States’ compliance with it
(though the Administration has publicly doubted the IAEA’s abilities in
the area). The President’s Proliferation Security Initiative (the subject
of this author’s next piece) stresses both multilateral and unilateral
actions the Administration will take to prevent the spread of nuclear
weapons. The Administration sees no incompatibility between the RNEP
program and its arms control commitments.
Critics do. In a nutshell, arms control advocates cast doubts on several
aspects of the case for the RNEP. Often the rationale for “bunker busters”
is the emergence of global terrorism, but the cases cited of extensive
tunnels and new weapons programs in nuclear weapons, missile delivery
systems, and other weapons of mass destruction are as often as not states
–Iran, Iraq, North Korea, even Russia – to which traditional notions of
deterrence still largely adhere. Even in cases where it might not, critics
wonder what the political consequences would be of initiating the use of
nuclear weapons against facilities that would no doubt be placed close to
population centers and for which levels of collateral damage and nuclear
fall out could be severe. This is further compounded by the notion that
finding the right bunkers with the right weapons at the right time might
be physically impossible. The consequences of an “accidental” nuclear
strike against an empty bunker seem daunting. Nuclear as opposed to
conventional preemption would “cross the nuclear threshold”; would violate
US policy not to use nuclear weapons unless the US or one of its allies
were attacked by a WMD; and would likely lead to a new nuclear arms race
for usable nukes by many states. If the current studies are not sufficient
and actual testing of nuclear weapons are necessary, the US would not only
violate the purpose of the CTBT, it would require it to change its own
domestic legislation banning testing in force since 1992. Such action by
the United States would no doubt lead to a reversal of the worldwide ban
against testing nuclear weapons.
Critics in fact argue that nuclear bunker busters are not the appropriate
weapons of choice against the current set of threats. More important and
under-funded are the programs to make secure current nuclear weapons, to
limit the access of terrorists to nuclear materials, and to develop strong
multilateral approaches to detection and diversion of nuclear materials,
equipment, and weapons. If the United States continues down the path of
the RNEP, mini-nukes, and possible nuclear testing, other major players,
especially Russia and China, will see these developments as potentially
threatening to their own deterrent postures and respond accordingly. Thus,
there is fear that the Bush Administration has brought the world to the
break of a new nuclear arms race, replete with nuclear tests and
unraveling arms control treaties. The Administration, according to its
critics, is adopting a unilateralist policy that funds a technically
dubious program at a cost not only of millions of dollars but one that
threatens US diplomatic standing and a number of essential arms control
treaties.
Thus, the stakes are high in the debate regarding RNEP and any follow-on
program that might result from it. Journals like the “National Review”
contend that no foreign policy issue more clearly separates the two main
candidates for President than this particular one. Bush, of course,
supports the program. John Kerry, on the other hand, joins the critics in
declaring that:
“I am opposed to the Bush Administration’s attempts to develop new nuclear
weapons. I denounced an Administration-backed proposal approved by the
Senate to fund research into a new generation of nuclear weapons known as
“mini-nukes” and “bunker-busters.” Developing these smaller and more
usable nuclear weapons will make America less secure by setting back our
country's longstanding efforts to lead an international non-proliferation
regime. It could set off a dangerous new nuclear arms race, while
seriously undermining our ability to work with the international community
to address nuclear proliferation threats in places like North Korea and
Iran.”
The conservative “National Review” suggests that Kerry would unilaterally
disarm a whole class of nuclear weapons and risk exposing the American
people to terrorists’ nuclear threats (http://www.nationalreview.com/kerry/kerry200406020904.asp).
Naturally during the campaign, Republicans will be at pains to show that
Kerry is “soft” on defense and will cite his opposition to RNEP as an
example. Democrats, on the other hand, will argue that the Bush
Administration is “reckless” and is undermining time-tested multilateral
approaches. Election year rhetoric will not determine the fate of RNEP,
however. The candidates will use the program as illustration of proof of
their own “dominant cliché” about the other’s tendencies or weaknesses,
but ultimately the fate of the program will lie in the hands of the branch
of government that determines the final budget of the US Government: the
US Congress.
What is apt NOT to be emphasized in the upcoming months is that the
Congress itself is not yet entirely convinced that RNEP is a good way to
go. While the Senate and House have both narrowly, along partisan lines,
approved RNEP’s funding solely as a research program thus far, Congress
reduced by half the Administration’s request in FY 2004 (from $15 M to
$7.5 M). This year’s defense budget has yet to be reconciled between the
House and Senate versions, but just in June 2004 the Republican-controlled
House Appropriations Subcommittee on Energy and Water entirely omitted the
RNEP funding request and monies for testing readiness. This is far from
the end of the story, of course. RNEP may ultimately be funded this year
at a lower level than the Administration requested as the House and Senate
take joint action on the 2005 budget bill, but again only as a research
study. An Administration request to test or develop, much less deploy,
such weapons lies well into the future and would be extremely
controversial. Prominent and obvious Senate Democrats such as Ted Kennedy
(MA) and Diane Feinstein (CA) oppose bunker busters, but so do Senate
Republican, John Chafee (RI), and prominent House Republicans David Hopson
(O), and Curt Weldon (PA). If RNEP ever moves beyond a research proposal
to actual development, arms control advocates believe that many more
Republicans will break with the Administration to oppose the program.
From a policy point of view, while we may be early in the stages of this
debate, RNEP is a prelude to a broader national debate on much more
substantial issues. In the next few years, expect heated Congressional
discussion and debate on usable nukes, testing renewal, and possibly new
nuclear weapons programs. It will all be part of how the US as the world’s
greatest power determines how to respond to the changing global
environment and what weapons to place in its arsenal while preserving its
place as a world leader. This debate is not too scientific to be remote to
the layman and it should not be limited to “military experts.” It will be
AMCIPS’ goal to update its members on the debate, on the military thinking
behind any new programs, or on the reasons why any programs are scuttled
or redirected. At this point and from this author’s viewpoint, the
argument against RNEP seems persuasive because the Administration has yet
to demonstrate that the weapon is consistent with the threat terrorists
pose or the diplomatic fallout that its development would generate.
Nevertheless, it is likely to creep forward if the Republicans maintain
control of both houses of Congress and if for a while the project is
limited to a research effort exclusively. What comes next, however, should
concern us all, and we will try to keep you informed of the issues
involved.
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